Quiz: Is Your 401(k) Plan Compliant?


Understanding the requirements from the U.S. Department of Labor (DOL) and the Internal Revenue Service (IRS) when administering an employer-sponsored retirement plan can be intimidating. As enforcement activity increases, it is vital that employers ensure their plans are compliant with the law.

SHRM 401k Solutions by Raymond James is a branding name for the agreement between SHRM and Raymond James where Raymond James offers SHRM audiences with 401(k) retirement plan services. Raymond James is not affiliated with SHRM. SHRM does not offer investment advisory services.

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